Forms
Investment Advisory Agreement
This form is completed to outline the agreement between Capital Financial Services, LLC and the client, with regard to the management of the client's investment assets on a fee-only basis.
Investment Advisory Agreement.pdf
Adobe Acrobat document [137.8 KB]
This form is completed to outline the agreement between Capital Financial Services, LLC and the client, with regard to the management of the client's investment assets on a fee-only basis.
Investment Advisory Agreement.pdf
Adobe Acrobat document [137.8 KB]
Financial Planning Agreement
This form is completed to outline the agreement between Capital Financial Services, LLC and the client, with regard to hourly financial planning fees.
Financial Planning Agreement.pdf
Adobe Acrobat document [38.4 KB]
This form is completed to outline the agreement between Capital Financial Services, LLC and the client, with regard to hourly financial planning fees.
Financial Planning Agreement.pdf
Adobe Acrobat document [38.4 KB]
Continuing Financial Planning Agreement
This form is completed to outline the agreement between Capital Financial Services, LLC and the client, with regard to having ongoing financial planning done.
Continuing Financial Planning Agreement.[...]
Adobe Acrobat document [38.3 KB]
This form is completed to outline the agreement between Capital Financial Services, LLC and the client, with regard to having ongoing financial planning done.
Continuing Financial Planning Agreement.[...]
Adobe Acrobat document [38.3 KB]
Client Expense Worksheet
Used in the financial planning process.
expense worksheet.pdf
Adobe Acrobat document [1.2 MB]
Used in the financial planning process.
expense worksheet.pdf
Adobe Acrobat document [1.2 MB]
Investment Risk Questionnaire
Used in the Financial Planning and Investment Management Process
Risk Level Assessment.pdf
Adobe Acrobat document [258.8 KB]
Used in the Financial Planning and Investment Management Process
Risk Level Assessment.pdf
Adobe Acrobat document [258.8 KB]
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